DipPFS
Adeptli Co-Founder
When financial advice needs to be watertight, Dave is the person advisers and networks turn to. With more than 25 years in the industry, he combines deep technical and regulatory knowledge with a talent for making complex information easy to understand and apply.
His experience spans leadership and technical roles across everything from small advice practices to multinational firms, including nearly 20 years with a FTSE 100 company. This means he understands the pressures advisers face - and knows how to design solutions that are compliant, practical, and client-friendly.
Whether it’s refining advice processes, strengthening compliance frameworks, delivering targeted training, or providing technical case support, Dave’s critical eye ensures nothing is missed. He turns complex regulation into practical steps that advisers can act on with confidence.
Consultant focus
A fresh pair of eyes to assess suitability, spot gaps, challenge assumptions, and help ensure advice meets regulatory expectations.
Tailored support to upskill advisers and paraplanners, boost confidence, and improve the quality and consistency of advice.
Expert guidance on tax, trusts, pensions and planning - helping shape advice that holds up to scrutiny and delivers for the client.
Flexible, case-by-case technical input when you need a second opinion, urgent support, or clarity on complex scenarios.
Practical help translating complex regulations like Consumer Duty into clear policies, frameworks, and processes that improve governance and client outcomes.
Independent case reviews to ensure advice is suitable, compliant, and aligned with FCA expectations, giving networks confidence and reducing compliance risk.
Expert technical support for complex or high-value cases, helping advisers navigate challenges while protecting compliance and delivering better client results.
Need to know more
Browse our FAQs to learn more about our support and services.
From technical consultation and compliance to advice frameworks - Dave turns complexity into practical solutions.
Book a call
Specialist support for advisers, firms, and networks
