Peace of mind

Case Checking support to make your reports clear, compliant, and client centric

We help advisers and firms strengthen their client files – making sure the advice is accurate, well-documented, and ready to stand up to scrutiny.

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What this can look like

Our case checking has helped firms identify:

Inconsistencies between the recommendation and client objectives

Weak rationale for complex planning or replacement advice

Overuse of templated language that weakens the justification

Suitability reports that raise red flags for Consumer Duty

Gaps that could trigger complaints or follow-up work

Systematic gaps in core know your client information

Inaccuracies in cashflow modelling and analysis of existing plans

Lack of consideration and discounting of relevant alternative financial planning options

Working with you

A second pair of eyes when you need it

01. Check suitability, rationale, and client outcome before final sign-off

02. Highlight risks, gaps or inconsistencies

03. Support paraplanners and compliance with expert input

04. Help refine language to meet regulatory expectations

05. Provide quick, honest, actionable feedback

This service is used by advisers, paraplanners, and file-checkers who want extra confidence in how the advice is presented and documented.

Why it works

Getting the recommendation right is one thing – explaining it and documenting it properly is another.
We help you maintain client files that are accurate, compliant, and make sense to both the client and the regulator.

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Case Checking

Specialist Consultants

Dave Lardner

DipPFS

Adeptli Co-Founder

Jamie Ponting

MBA FPFS CMgr

Adeptli Co-Founder & Chartered Financial Planner

Dave says…

"The advice might be spot on, but if the rationale isn’t clear – it’s an easy target. We help you tighten things up and avoid problems later."

– Dave Lardner

Co-founder

Common questions we help answer:

Is this rationale strong enough?

Have I explained the risk and why it’s suitable?

Does this wording meet Consumer Duty expectations?

Have I covered enough for this to pass a file check?

Is this clear and appropriate for the client?

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Need another pair of eyes on your report? Talk to Adeptli

We’ll help you clean up the wording, close the gaps, and give you confidence it’ll hold up under review.

Report Checking

Technical Rationale Review

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Need to know more

Frequently Asked Questions

Browse our FAQs to learn more about our support and services.

Want peace of mind on your cases?

Let us review your advice for accuracy, clarity, and compliance - so you can deliver it to clients with confidence.

Book a call