File Checking
Helping you spot issues, reduce risk, and protect your network’s reputation
What this can look like
Working with you
This service is used by compliance leads, heads of supervision, and network execs who want clear, consistent oversight and peace of mind that good client outcomes are being consistently delivered.
Case reviews shouldn’t feel like a box-ticking exercise. We focus on constructive, balanced feedback that strengthens advice quality while reducing risk. This helps networks and firms build consistency across their advice, protect clients, and demonstrate clear oversight to the regulator.
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Compliance Oversight
Adeptli Co-Founder
Dave helps advisers and networks turn complex technical and regulatory challenges into clear, practical solutions. With over 25 years of experience - including nearly two decades at a FTSE 100 firm - he’s the trusted partner you want when precision matters and the details can’t be missed.
Co-founder
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Do our advice files stand up to scrutiny?
How can we increase our file checking capacity?
Where are the risks in our file review approach?
How do we know our checking team is getting it right?
Can we make it easier for advisers to engage with file reviews?
Whether you need hands-on support or want to explore joining Adeptli as a consultant – we’re ready when you are.
Need to know more
Browse our FAQs to learn more about our support and services.
We’ll help you uphold governance, mitigate risk, and ensure your business stays aligned with regulations.
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Specialist support for advisers, firms, and networks
